Broker Check

Windsor Professional Recognition Disclosures

Barron’s Top 500 Advisors Forum (is it called Barron’s Independent Summit now?)

This is an invitation-only event from Barron's, where the nation's top independent financial advisors gather for an exclusive chance to share ideas, grow professionally, and network amongst their peers.

Windsor is not affiliated with Barron’s.


Indianapolis Monthly’s list of Five Star Wealth Advisors

Five Star Wealth Managers awards are given to industry qualified advisors that meet 10 objective eligibility and evaluation criteria associated with providing quality services to clients.

Eligibility Criteria – Required

  1. Credentialed as an investment advisory representative (IAR) or a registered investment advisor.
  2. Actively employed as a credentialed professional in the financial services industry for a minimum of 5 years.
  3. Favorable regulatory and complaint history review.
  4. Fulfilled their firm review based on internal firm standards.
  5. Accepting new clients.

Evaluation Criteria - Considered

  1. One-year client retention rate.
  2. Five-year client retention rate.
  3. Non-institutional discretionary and/or non-discretionary client assets administered.
  4. Number of client households served.
  5. Education and professional designations.

Windsor is not affiliated with Indianapolis Monthly or Five Star Professional.  Windsor did not pay a fee to be considered for inclusion.

Financial Times Top 300 Registered Investment Advisor

The formula the FT uses to grade advisors is based on six broad factors and calculates a numeric score for each advisor. Areas of consideration include: AUM, asset growth, firm’s years in existence, industry certifications of key personnel, SEC compliance record, and online accessibility. To be considered for inclusion, Windsor submitted a survey, which was supplied and reviewed by The Financial Times.

Windsor does not pay a fee to be considered for or included in The FT300 ranking.   Windsor is not affiliated with The Financial Times.